Compliance Officer
- Barcelona
- Crypto Compliance & Risk Recruitment
- Cryptocurrency Compliance Recruitment
- FinTech
- Regulated
Role
✔ Manage all the compliance and AML activities of the Spanish business.
✔ Ensure business activities are conducted in conformity with all applicable policies, laws and regulations.
✔ Optimise internal AML, KYC, CTF and customer Due Diligence processes and procedures.
✔ Ensure all customer on-boarding processes meet regulatory requirements.
✔ Prepare reports to the CNMV and ensure timely submission.
✔ Ensure all compliance and regulatory requests from external bodies are managed
✔ Deliver reporting to HO senior management team.
Skills
✔ Previous experience within a similar position, preferably within a retail multi-asset investment company.
✔ Knowledge and experience of CNMV compliance and regulatory requirements.
✔ Proven experience establishing and continuously improving compliance and AML processes, procedures and policies.
✔ Relationship management with regulators and other relevant external bodies.
✔ Excellent organisational and communication skills.
✔ Fluency in Spanish and English
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